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Supervision Team Lead Schaumburg, IL, United States and 4 Posted on 04/18/2023 Be the First to Apply

Company: Cetera Financial Group
Location: Schaumburg
Posted on: May 24, 2023

Job Description:

Cetera Financial Group is currently seeking a Supervision Team Lead for our Cetera Financial Specialists community with a home office in Schaumburg, IL or near another Cetera Financial Group Hub. -This is a unique opportunity to provide additional support to our supervision team as they help advisors by making them aware of sale practice issues from a supervision perspective. -
What you will do:

  • Responsible for first level escalations from the Supervision team
  • Support the Head of Supervision by gathering statistical performance data, analyzing the data and reporting and offering analysis and insight
  • Overall responsibility to maintain and revise Supervision Department documents including department desktop procedures
  • Responsible for new associate training
  • Coordinate and execute various non-regionalized assignments for the department
  • Directly oversees a small region of assigned representatives by reviewing and approving customer new accounts, daily transactions, correspondence review and on-going activity
  • Stand-in as needed to fulfill supervisory responsibilities of a Supervision Specialist who is out of office or on leave
  • Other duties as assigned, including other supervisory and/or operations functions

    What you need to have:

    • 4+ year of Supervision or relevant experience -
    • 4+ year of experience and a strong understanding of -securities products including mutual funds, UITs, variable and fixed annuities, stocks, structured products, bonds and options -
    • FINRA Series 7, 24, 63 and 65/66 required; must acquire Series 52/53 within 1 year.

      Our top performers share the following traits:

      • Work well individually and with a team
      • Great customer service skills

        Compensation Range:
        The salary range for this role is $95,000 - $105,000], plus competitive performance-based bonus -WHERE APPLICABLE. Compensation packages are based on a wide array of factors unique to each candidate, including but not limited to skill set, years and depth of experience, certifications, and specific office location. Compensation ranges may differ in differing locations due to cost of labor considerations.

Keywords: Cetera Financial Group, Schaumburg , Supervision Team Lead Schaumburg, IL, United States and 4 Posted on 04/18/2023 Be the First to Apply, Other , Schaumburg, Illinois

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